MiFID II for Investment Platforms

This course, run by BWB Compliance, explores the changes arising from MiFID II and the impact on online platforms that arrange investments.

Dates & Times

September 28, 2017 @ 12:00 am

All investment platforms are impacted by the new regulation arriving on 3 January 2018 and need to be prepared for the changes.

In this course we will be looking at the requirements affecting investment platforms, specifically including the new appropriateness; best execution; product distribution and knowledge and competence requirements

We will cover

  • Appropriateness
  • Product governance
  • Telephone taping
  • Knowledge and competence
  • Inducements
  • Boundary with MTFs / OTFs

Timings

9.30am Registration and coffee

10.00am Start

5.00pm End

Cost

£825 (excl. VAT)