Both full-scope and small authorised AIFMs will be affected by the new regime which applies from 3 January 2018.
In this course we will be looking at the impact on these fund managers, specifically including the controversial new telephone taping rules; the little discussed knowledge and competence requirements ;and the tricky new product governance rules.
We will cover
- Product governance
- Telephone taping
- Knowledge and competence
- Bundling of products and services
9.30am Registration and coffee
£825 (excl. VAT)