The EIS review

Join BWB Compliance for a review of the past year and a look at the year ahead with short, easy-to-digest talks from the team.

The team will go over all the key compliance issues for EIS firms, in bite-sized chunks. There will be a recap of 2017's themes and a look at what to focus on in 2018.

Topics we will touch on over the evening include:

  • how the ageing population and consumer focus initiative could impact EIS
  • why the FCA's approach to competition is important for EIS
  • what the marketing landscape looks like post-PRIIPS
  • how MiFID II changed the landscape for EIS (commission, research, qualifications and telephone recording)
  • what to expect from Senior Managers & Certification Regime
  • will the crowdfunding review affect regulation for the rest of the EIS industry

To follow, there will be canapés and chatting over drinks for a bit of an industry get-together.


5.30pm Registration

6.00pm Start

7.00pm Networking and drinks