The half day workshop will cover the following:
- An overview of the FCA’s plans and the new responsibilities for firms and senior managers
- Key areas of HR strategy, policy and processes that will change under the new regime
- An introduction to the new conduct rules and who’s affected
- Important employment issues and challenges that firms might encounter
You can expect some technical detail, insight into the FCA’s approach to individual accountability and culture within firms, and come away with tips and tools to help you plan your firm’s transition from the Approved Persons regime to SM&CR.
We’re running further SM&CR workshops in 2019 for compliance officers and senior managers, and a separate session for HR professionals, so do check back for upcoming dates.
CISI accredited - 4 hours CPD